The Financial Advisor Contract Template is essential for establishing professional relationships in Singapore's financial advisory sector. It ensures compliance with the Financial Advisers Act and MAS regulations while protecting both advisor and client interests. This document is crucial when formalizing advisory services, whether for individual wealth management, corporate financial planning, or insurance advisory. It covers essential elements including service scope, fees, confidentiality, and regulatory compliance, while incorporating Singapore-specific legal requirements and industry standards.
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1. Parties: Identification of the financial advisor and client
2. Background: Context of the agreement and relationship between advisor and client
3. Definitions: Key terms used throughout the agreement including regulatory terms
4. Scope of Services: Detailed description of financial advisory services to be provided under FAA guidelines
5. Fees and Payment Terms: Compensation structure and payment details in accordance with MAS requirements
6. Obligations and Responsibilities: Duties of both advisor and client as per FAA and MAS guidelines
7. Confidentiality: Protection of sensitive information and PDPA compliance measures
8. Term and Termination: Duration of agreement and conditions for termination
1. Non-Competition: Restrictions on competitive activities when advisor has access to sensitive client information
2. Force Majeure: Provisions for unforeseen circumstances in long-term advisory relationships
3. Insurance Requirements: Professional indemnity insurance details for high-value portfolio management
1. Fee Schedule: Detailed breakdown of all fees and charges as required by MAS guidelines
2. Service Level Agreement: Specific performance metrics and service standards for the advisory relationship
3. Risk Disclosure Statement: Mandatory risk disclosures as required by MAS regulations
4. Compliance Procedures: Internal compliance protocols and requirements under FAA and SFA
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